Issuance of permit to open a branch of a non-resident insurance broker in the Republic of Kazakhstan
How to get the service online (on e-Licensing Portal (www.elicense.kz)
- Click "Order Service Online" button on this page, then e-Licensing portal page will open in a new window.
- Sign in or register on the e-Licensing Portal.
- In the service datasheet, familiarize with the package of documents and click "Order Service Online" button or select the necessary subtypes of activity and click "Next" button.
- Specify the necessary data, fill in an application and sign it using digital signature.
- You can track the status of a submitted application in your personal account in the "My Applications" section. You can find out about obtaining a permit in the "My permits" section, on receipt of the notification in the "My notifications" section.
How to get the service at a government agency (required documents):
- Application for a permit to open a branch of a non-resident insurance broker in the Republic of Kazakhstan in Kazakh or Russian.
- Decision of a non-resident insurance broker of the Republic of Kazakhstan to open a branch on the territory of the Republic of Kazakhstan.
- Draft regulations on a branch of a non-resident insurance broker of the Republic of Kazakhstan.
- Copies of constituent documents of a non-resident insurance broker of the Republic of Kazakhstan (notarized in case of failure to submit original copies for verification).
- Information about a non-resident insurance broker of the Republic of Kazakhstan, including provision of financial statements for the previous two financial years (including consolidated reports, if any) certified by an audit organization.
- Organizational chart of a branch of a non-resident insurance broker of the Republic of Kazakhstan and information about affiliated persons of a non-resident insurance broker of the Republic of Kazakhstan.
- Documents of individuals proposed for the positions of senior employees of a branch of a non-resident insurance broker of the Republic of Kazakhstan in accordance with the requirements for senior employees of a branch of a non-resident insurance broker of the Republic of Kazakhstan established by laws and regulations of an authorized body.
- A written notification of a financial supervisory authority of a country of which a non-resident insurance broker of the Republic of Kazakhstan is a resident, on the absence of objections to the opening of a branch by a non-resident insurance broker of the Republic of Kazakhstan on the territory of the Republic of Kazakhstan, or a statement that such permission is not required under the legislation of a country of which a non-resident insurance broker of the Republic of Kazakhstan is a resident.
- Written confirmation by a financial supervisory authority of a country of which a non-resident insurance broker of the Republic of Kazakhstan is a resident that a non-resident insurance broker of the Republic of Kazakhstan has a valid license to operate as an insurance broker.
- Written confirmation by a financial supervisory authority of a country of which a non-resident insurance broker of the Republic of Kazakhstan is a resident, that a non-resident insurance broker of the Republic of Kazakhstan has no violations of legislation regulating the activities of non-resident insurance brokers of the Republic of Kazakhstan within two years preceding the submission of an application.
- Written confirmation by an authorized body of a country of which a non-resident insurance broker of the Republic of Kazakhstan is a resident, that a founder (founders) of a non-resident insurance broker of the Republic of Kazakhstan has no criminal record for economic and corruption crimes and offenses, as well as that a founder (founders) did not carry out activities as a senior employee of an insurance (re-insurance) organization- non-resident of the Republic of Kazakhstan, a non-resident insurance broker of the Republic of Kazakhstan or another financial institution of the state of a non-resident insurance broker of the Republic of Kazakhstan for a period of no more than one year from the date of revocation of the license in accordance with the procedure established by law, decision on compulsory liquidation, compulsory repurchase of shares of an insurance (re-insurance) organization-non-resident of the Republic of Kazakhstan, an insurance broker-non-resident of the Republic of Kazakhstan. The specified requirement is applied within five years after the revocation of a license, the date of the decision on compulsory liquidation, compulsory repurchase of shares of an insurance (reinsurance) organization-non-resident of the Republic of Kazakhstan, insurance broker-non-resident of the Republic of Kazakhstan.
- A copy of a valid license of a non-resident insurance broker of the Republic of Kazakhstan issued by a financial supervision authority of a country of which a non-resident insurance broker of the Republic of Kazakhstan is a resident.
- Documents for record registration of a branch of a non-resident insurance broker of the Republic of Kazakhstan provided for in Article 6-2 of the Law of the Republic of Kazakhstan as of April 17, 1995 "On State registration of legal entities and record registration of branches and representative offices".
- A copy of a document confirming payment of fee for the issuance of a license for the right to carry out the activities of an insurance broker, except in cases of payment through the e-Gov payment gateway.
Result of the service delivery
Notification on issuance of a permit to open a branch of a non-resident insurance broker of the Republic of Kazakhstan with a permit attached or a substantiated refusal to provide a public service.